Disclosure 23901
Publication date:
Summary
| Issuer | Ultima Capital SA |
|---|---|
| Reason for disclosing | Exercise/expiration of derivative holdings, *On 26 October 2023, the parties to the Notes issued by Alpine 1 SCSp, Luxembourg (owned by Max Hervé George; see previous disclosure notices), agreed on an early Repayment in Kind thereof, which will result in the acquisition by Alpine Holding K ft. or one of its affiliates of all units in Alpine 2 SCSp, and indirectly of the 1,968,004 shares in Ultima Capital (33.30%) that are held by Alpine 2 SCSp. Completion of the Redemption in Kind is subject to certain conditions precedent and is expected to occur on 10 December 2023. |
| Basis of calculation | 5'909'922 |
| Purchase positions | 1'620'220 (27.415%) |
| Sale positions | 0 (0.000%) |
| Date of origination of the reporting obligation | 26.10.2023 |
Individual shareholder
| Beneficial owner | Max Hervé George, London, United Kingdom |
|---|---|
| Direct shareholder | ULT Partners 2 SCSp, 5 rue Guillaume Kroll L-1882 Luxembourg, Grand Duhy of Luxembourg |
Purchase positions
Namensaktien
| Number | Voting rights |
|---|---|
| 0 | 0 |
No voting rights at own discretion
Derivative holdings
| Type | Number | Voting rights | ISIN or basic terms |
|---|---|---|---|
| Mandatory convertible notes | 9 | 1'620'220 | Mandatory convertible notes issued by Ultima Capital SA with an aggregate principal amount of CHF 75,000,000, redeemable in cash or, if not redeemed, convertible at the election of Ultima Capital SA into its shares at a conversion price of CHF 46.29 on 3 August 2028 (corresponding to 1,620,220 shares or 27.42%). |